This work provides a comprehensive and authoritative annotated guide to the Securities and Futures Ordinance (Cap. 571), offering detailed, section-by-section commentary grounded in both statutory interpretation and practical application.
Drawing on the collective experience of leading practitioners at the Hong Kong Bar, including Parkside Chambers' Bernard Mak, the text integrates analysis of legislative provisions with relevant case law, regulatory guidance, and enforcement practice. It is designed not only as a reference tool but as a practical aid for litigators, regulators, and transactional lawyers navigating Hong Kong’s increasingly sophisticated financial regulatory landscape.
Particular emphasis is placed on how the Ordinance operates in practice—before the courts, in dealings with the Securities and Futures Commission, and across contentious and non-contentious contexts—making this an indispensable resource for those advising on securities, market misconduct, and regulatory compliance.
